-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DahvysyJ4t0cPUmh5Q5YQ5fNYRqXfnPcVOq1rOpG5UPaPI5LaQWQehB7sg6pL9+b gNBvVYmMdyT3SwIeXN1gaA== 0000891618-02-002655.txt : 20020531 0000891618-02-002655.hdr.sgml : 20020531 20020531140715 ACCESSION NUMBER: 0000891618-02-002655 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020531 GROUP MEMBERS: CYNTHIA DOUGLAS GROUP MEMBERS: DOUGLAS FAMILY TRUST GROUP MEMBERS: JAMES DOUGLAS & JEAN DOUGLAS IRREVOCABLE DESCENDANTS' TRUST GROUP MEMBERS: JAMES E. DOUGLAS, III FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DOUGLAS KEVIN CENTRAL INDEX KEY: 0001132859 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 4040 CIVIC CENTER DRIVE CITY: SAN RAFAEL STATE: CA ZIP: 94903 MAIL ADDRESS: STREET 1: 4040 CIVIC CENTER DRIVE CITY: SAN RAFAEL STATE: CA ZIP: 94903 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RURAL CELLULAR CORP CENTRAL INDEX KEY: 0000869561 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 411693295 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49425 FILM NUMBER: 02667632 BUSINESS ADDRESS: STREET 1: 3905 DAKOTA ST SW STREET 2: P O BOX 2000 CITY: ALEXANDRIA STATE: MN ZIP: 56308 BUSINESS PHONE: 3207622000 MAIL ADDRESS: STREET 1: P O BOX 2000 CITY: ALEXANDRIA STATE: MN ZIP: 56038 SC 13G/A 1 f82074sc13gza.txt SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* Rural Cellular Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Class A Common Stock, $0.01 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 781904107 - -------------------------------------------------------------------------------- (CUSIP Number of Class of Securities) Cynthia Clarfield Hess Perkins Coie LLP 101 Jefferson Drive Menlo Park, California 94025-1114 (650) 838-4300 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 23, 2002 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) (Continued on following pages) (Page 1 of 14 Pages) - ------------ *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G (AMENDMENT NO. 1) CUSIP NO. 781904107 - -------------------------------------------------------------------------------- Names of Reporting Persons 1 I.R.S. Identification Nos. of above persons (entities only) Kevin Douglas - -------------------------------------------------------------------------------- Check the Appropriate Box if a Member of a Group (See Instructions) 2 (a) [ ] (b) [X] Joint Filing - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- Citizenship or Place of Organization 4 United States - -------------------------------------------------------------------------------- NUMBER OF 5 Sole Voting Power -0- ------------------------------------------------------------ SHARES BENEFICIALLY 6 Shared Voting Power 1,142,500 OWNED BY ------------------------------------------------------------ EACH 7 Sole Dispositive Power -0- REPORTING ------------------------------------------------------------ PERSON 8 Shared Dispositive Power 1,142,500 WITH - -------------------------------------------------------------------------------- Aggregate Amount Beneficially Owned by Each Reporting Person 9 1,142,500 - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 10.2%(1) - -------------------------------------------------------------------------------- Type of Reporting Person 12 IN - -------------------------------------------------------------------------------- (1) Calculated based on 11,193,622 shares of Rural Cellular Corporation's Class A Common Stock outstanding as of May 8, 2002, as reported in its quarterly report on Form 10-Q for the quarter ended March 31, 2002 and filed with the Securities and Exchange Commission on May 15, 2002. Page 2 of 14 SCHEDULE 13G (AMENDMENT NO. 1) CUSIP NO. 781904107 - -------------------------------------------------------------------------------- Names of Reporting Persons 1 I.R.S. Identification Nos. of above persons (entities only) Douglas Family Trust(1) - -------------------------------------------------------------------------------- Check the Appropriate Box if a Member of a Group (See Instructions) 2 (a) [ ] (b) [X] Joint Filing - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- Citizenship or Place of Organization 4 California - -------------------------------------------------------------------------------- NUMBER OF 5 Sole Voting Power -0- ------------------------------------------------------------ SHARES 6 Shared Voting Power 1,142,500 BENEFICIALLY OWNED BY ------------------------------------------------------------ EACH 7 Sole Dispositive Power -0- REPORTING ------------------------------------------------------------ PERSON 8 Shared Dispositive Power 1,142,500 WITH - -------------------------------------------------------------------------------- Aggregate Amount Beneficially Owned by Each Reporting Person 9 1,142,500 - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 10.2%(2) - -------------------------------------------------------------------------------- Type of Reporting Person 12 OO - -------------------------------------------------------------------------------- (1) James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are trustees. (2) Calculated based on 11,193,622 shares of Rural Cellular Corporation's Class A Common Stock outstanding as of May 8, 2002, as reported in its quarterly report on Form 10-Q for the quarter ended March 31, 2002 and filed with the Securities and Exchange Commission on May 15, 2002. Page 3 of 14 SCHEDULE 13G (AMENDMENT NO. 1) CUSIP NO. 781904107 - -------------------------------------------------------------------------------- Names of Reporting Persons 1 I.R.S. Identification Nos. of above persons (entities only) James Douglas and Jean Douglas Irrevocable Descendants' Trust(1) - -------------------------------------------------------------------------------- Check the Appropriate Box if a Member of a Group (See Instructions) 2 (a) [ ] (b) [X] Joint Filing - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- Citizenship or Place of Organization 4 California - -------------------------------------------------------------------------------- NUMBER OF 5 Sole Voting Power -0- ------------------------------------------------------------ SHARES 6 Shared Voting Power 1,142,500 BENEFICIALLY OWNED BY ------------------------------------------------------------ EACH 7 Sole Dispositive Power -0- REPORTING ------------------------------------------------------------ PERSON 8 Shared Dispositive Power 1,142,500 WITH - -------------------------------------------------------------------------------- Aggregate Amount Beneficially Owned by Each Reporting Person 9 1,142,500 - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 10.2%(2) - -------------------------------------------------------------------------------- Type of Reporting Person 12 OO - -------------------------------------------------------------------------------- (1) Kevin Douglas and Michelle Douglas, husband and wife, are trustees. (2) Calculated based on 11,193,622 shares of Rural Cellular Corporation's Class A Common Stock outstanding as of May 8, 2002, as reported in its quarterly report on Form 10-Q for the quarter ended March 31, 2002 and filed with the Securities and Exchange Commission on May 15, 2002. Page 4 of 14 SCHEDULE 13G (AMENDMENT NO. 1) CUSIP NO. 781904107 - -------------------------------------------------------------------------------- Names of Reporting Persons 1 I.R.S. Identification Nos. of above persons (entities only) James E. Douglas, III - -------------------------------------------------------------------------------- Check the Appropriate Box if a Member of a Group (See Instructions) 2 (a) [ ] (b) [X] Joint Filing - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- Citizenship or Place of Organization 4 United States - -------------------------------------------------------------------------------- NUMBER OF 5 Sole Voting Power -0- ------------------------------------------------------------ SHARES 6 Shared Voting Power 1,142,500 BENEFICIALLY OWNED BY ------------------------------------------------------------ EACH 7 Sole Dispositive Power -0- REPORTING ------------------------------------------------------------ PERSON 8 Shared Dispositive Power 1,142,500 WITH - -------------------------------------------------------------------------------- Aggregate Amount Beneficially Owned by Each Reporting Person 9 1,142,500 - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 10.2%(1) - -------------------------------------------------------------------------------- Type of Reporting Person 12 IN - -------------------------------------------------------------------------------- (1) Calculated based on 11,193,622 shares of Rural Cellular Corporation's Class A Common Stock outstanding as of May 8, 2002, as reported in its quarterly report on Form 10-Q for the quarter ended March 31, 2002 and filed with the Securities and Exchange Commission on May 15, 2002. Page 5 of 14 SCHEDULE 13G (AMENDMENT NO. 1) CUSIP NO. 781904107 - -------------------------------------------------------------------------------- Names of Reporting Persons 1 I.R.S. Identification Nos. of above persons (entities only) Cynthia Douglas - -------------------------------------------------------------------------------- Check the Appropriate Box if a Member of a Group (See Instructions) 2 (a) [ ] (b) [X] Joint Filing - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- Citizenship or Place of Organization 4 United States - -------------------------------------------------------------------------------- NUMBER OF 5 Sole Voting Power -0- ------------------------------------------------------------ SHARES 6 Shared Voting Power 1,142,500 BENEFICIALLY OWNED BY ------------------------------------------------------------ EACH 7 Sole Dispositive Power -0- REPORTING ------------------------------------------------------------ PERSON 8 Shared Dispositive Power 1,142,500 WITH - -------------------------------------------------------------------------------- Aggregate Amount Beneficially Owned by Each Reporting Person 9 1,142,500 - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 10.2%(1) - -------------------------------------------------------------------------------- Type of Reporting Person 12 IN - -------------------------------------------------------------------------------- (1) Calculated based on 11,193,622 shares of Rural Cellular Corporation's Class A Common Stock outstanding as of May 8, 2002, as reported in its quarterly report on Form 10-Q for the quarter ended March 31, 2002 and filed with the Securities and Exchange Commission on May 15, 2002. Page 6 of 14 ITEM 4. OWNERSHIP Reference is made to Rows 5-9 and 11 of each of the cover pages of this Schedule 13G/A, which Rows are incorporated by reference herein. According to Rural Cellular Corporation's quarterly report on Form 10-Q for the quarter ended March 31, 2002, as filed with the Securities and Exchange Commission on May 15, 2002, there were 11,193,622 shares of its Class A Common Stock outstanding as of May 8, 2002. As of the date of filing of this Schedule 13G/A, the following reporting persons hold directly the following number of shares of Rural Cellular Corporation's Class A Common Stock:
CLASS A COMMON STOCK REPORTING PERSON DIRECTLY HELD ---------------- -------------------- Kevin Douglas 533,700 Douglas Family Trust 263,800 James Douglas and Jean Douglas Irrevocable Descendants' Trust 215,000 James E. Douglas, III 65,000 Cynthia Douglas 65,000 --------- Total 1,142,500
Each of the reporting persons may be deemed a member of a group that shares voting and dispositive power over all of the above securities. Although the reporting persons are reporting such securities as if they were members of a group, the filing of this Schedule 13G/A shall not be construed as an admission by any reporting person that such person is a beneficial owner of any securities other than those directly held by such person. ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 7 of 14 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: May 30, 2002 /s/ Kevin Douglas ------------------------- Kevin Douglas Page 8 of 14 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: May 30, 2002 DOUGLAS FAMILY TRUST By: /s/ James E. Douglas, Jr. --------------------------- James E. Douglas, Jr. Title: Trustee By: /s/ Jean A. Douglas --------------------- Jean A. Douglas Title: Trustee Page 9 of 14 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: May 30, 2002 JAMES DOUGLAS AND JEAN DOUGLAS IRREVOCABLE DESCENDANTS' TRUST By: /s/ Kevin Douglas ------------------------- Kevin Douglas Title: Trustee By: /s/ Michelle Douglas ------------------------- Michelle Douglas Title: Trustee Page 10 of 14 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: May 30, 2002 /s/ James E. Douglas, III --------------------------- James E. Douglas, III Page 11 of 14 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: May 30, 2002 /s/ Cynthia Douglas --------------------- Cynthia Douglas Page 12 of 14 EXHIBIT A JOINT FILING AGREEMENT This Joint Filing Agreement (this "Agreement") hereby confirms the agreement by and among all of the undersigned that the Schedule 13G/A to which this Agreement is attached as Exhibit A with respect to the beneficial ownership of the undersigned of shares of Rural Cellular Corporation's Class A Common Stock, $0.01 par value per share, is being filed on behalf of each of the undersigned. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. Date: May 30, 2002 /s/ Kevin Douglas ------------------------------ Kevin Douglas Date: May 30, 2002 DOUGLAS FAMILY TRUST By: /s/ James E. Douglas, Jr. --------------------------- James E. Douglas, Jr. Title: Trustee By: /s/ Jean A. Douglas --------------------------- Jean A. Douglas Title: Trustee Date: May 30, 2002 JAMES DOUGLAS AND JEAN DOUGLAS IRREVOCABLE DESCENDANTS' TRUST By: /s/ Kevin Douglas --------------------------- Kevin Douglas Title: Trustee By: /s/ Michelle Douglas --------------------------- Michelle Douglas Title: Trustee Page 13 of 14 Date: May 30, 2002 /s/ James E. Douglas, III ------------------------------ James E. Douglas, III Date: May 30, 2002 /s/ Cynthia Douglas ------------------------------ Cynthia Douglas Page 14 of 14 -----END PRIVACY-ENHANCED MESSAGE-----